Mary T. Mack
President and Head of Wells Fargo Advisors, LLC
As president and head of Wells Fargo Advisors, LLC, Mary Mack leads one of the nation’s largest full-service retail brokerage organizations. She is a 30-year veteran of the company and has a broad mix of brokerage/advisory, banking and finance experience.
Most recently, Mary led the Financial Services Group and was responsible for the strategic direction and management of investment, advisory and banking products; the firm’s research and advice model; Financial Advisor (FA) recruiting; FA productivity and development; and the client and FA platform.
Joining Wells Fargo Advisors through the mergers of Wachovia and First Union, Mary has held a variety of leadership positions including the head of Wealth Brokerage Services (bank/brokerage channel); leader of Wachovia’s Client Partnership; director of Community Affairs; General Bank regional president; and managing director of Healthcare Corporate Banking.
A graduate of Davidson College with a bachelor's degree in International Political Economy, Mary also serves on the college's board of trustees. She has served on the board or executive committee for Johnson C. Smith University, the United Way of Central Carolinas, Junior Achievement, Childcare Resources, and the Arts & Science Council. She is a founding member of the Foundation for Fort Mill Schools.
Mary was named among the "25 Most Powerful Women in Finance" for 2014 by American Banker magazine. Previously, she was included by that publication among the Most Powerful Women in Banking Team for two consecutive years. Mary holds Series 7, 63 and 24 registrations.
Senior Vice President
Group Finance Officer
Kathy Barney is group finance officer at Wells Fargo Advisors, LLC. Kathy leads a team of 160 people charged with accounting controls, regulatory reporting, financial analysis, management reporting, treasury, supplier planning & integration and all business unit financial teams. She supports and advises senior management in the improvement of short- and long-term performance of the firm. She also provides analytical support required to enhance understanding of financial and operating results, the decision making process and the effective evaluation of progress in achieving tactical and strategic initiatives. Kathy sits on the Wells Fargo Advisors Operating Committee.
Kathy joined Wells Fargo Advisors in February 2013. Prior to joining the firm, Kathy was the president and chief executive officer of H&R Block Bank. Earlier, she served as chief financial officer and later as president of Generations Bank.
Kathy earned her master’s degree in accounting from the University of Missouri-Kansas City and a bachelor’s degree in business administration from Baker University in Baldwin, Kan. She passed the CPA examination and holds a series 27 securities registration.
Executive Vice President
Head of Wealth Brokerage Services
Jim Hays is head of Wealth Brokerage Services (WBS), the division of Wells Fargo's brokerage business that is aligned with the company's Wealth Management Group. WBS includes more than 3,200 Financial Advisors. In that capacity, Jim provides executive leadership and engages team members in collaborations within and across the Community Bank and Wells Fargo. He sits on the Wells Fargo Advisors Operating Committee as well as the Wealth Management Executive Committee.
Prior to his current role, Jim was president of the Private Client Group at Wells Fargo Advisors. Previously, Jim held a variety of leadership positions at Merrill Lynch including managing director and head of Private Banking and Investment Group, Merrill Lynch Trust, and Family Office; head of Training and Leadership Development Group; managing director - Silicon Valley Complex; district manager - Northern New Jersey; and producing sales manager. In addition to working as a financial advisor with Merrill Lynch, Jim was also a partner and co-founder of Hays Financial Group/Investment bank and an associate at Coopers and Lybrand Consulting.
A 1985 graduate of the University of Virginia with a degree in finance, Jim is also active in the community and serves on the board of the San Francisco Zoo. Previously, he held leadership positions with the St. Louis Sports Commission (2011), Shakespeare Fest (2010), the United Way (2006-2007), Canal Walk (2007), Chairman of Private Client Committee of Securities Industry and Financial Markets Association (2003-2005), and the Institute for Private Investors (2001-2006).
Senior Vice President
Human Resources Director
Beth Hummels is director of Human Resources for Wells Fargo Advisors, LLC. She also sits on the Wells Fargo Advisors Operating Committee.
Beth joined Wells Fargo in 1998 and has held senior Human Resources positions within the consumer lending divisions. Prior to joining Wells Fargo, Beth was the senior director of Training and Development for Thorn Americas, Inc. and was also president of the Personnel Research Group, Inc.
Beth holds a master's degree in industrial and organizational psychology from Auburn University and a bachelor's degree from Kansas State University. She is active in the Society for Human Resources Management and the St. Louis Regional Chamber. Beth and her family live in St. Louis, Mo.
Senior Vice President
Assistant General Counsel
Doug Kelly is assistant general counsel at Wells Fargo Advisors, LLC supporting retail brokerage. He also sits on the Wells Fargo Advisors Operating Committee.
During his 20-year career with the firm, Doug has held a variety of leadership positions, including executive vice president, chief financial officer, treasurer, corporate secretary, director of the administration, director of Law and Compliance. Before joining the company, Doug was with a law firm practicing in the areas of security and corporate law.
Doug has served on the NASD National Adjudicatory Council, including serving as the chair of the council. He also served on the board of directors of the National Association of Securities Dealers, Inc., NASD Regulation, Inc., National Arbitration and Mediation Committee of the NASD and the District Business Conduct Committee of District 4 of the NASD. Doug is a member of the Executive Committee of the SIFMA Compliance and Legal Society.
Doug graduated from the University of Colorado with a bachelor’s degree in finance and received his juris doctor degree from Washington University School of Law in St. Louis.
David J. Kowach
Head of Private Client Group
David J. Kowach is head of the Private Client Group of Wells Fargo Advisors, LLC. David leads the firm's largest business line with about 11,000 financial advisors serving clients in offices in all 50 states. He also sits on the Wells Fargo Advisors Operating Committee.
David has worked in the financial services industry for more than 23 years. Prior to his current role, David was head of the Business Development Group. He also served as director of Private Client Services within the Private Client Group (PCG) channel and held various roles within PCG’s regional management structure. Previously, David was National Sales Manager for Evergreen Funds. He began his career as a financial advisor in the Philadelphia area.
David is a graduate of Villanova University with a bachelor's degree in finance. David has actively served many St. Louis-area charitable organizations including the St. Louis Zoo, the United Way de Tocqueville Society, Forest Park Forever, Big Brothers Big Sisters, the Susan G. Komen Race for The Cure®, Central Institute for the Deaf, St. Louis Crisis Nursery, and the Variety Children’s Charity of St. Louis. David, his wife, Kerrin, and their daughter, Anna, live in St. Louis, Mo.
Jimmie H. Lenz
Senior Vice President
Chief Risk and Credit Officer
Jimmie Lenz is the chief risk and credit officer at Wells Fargo Advisors, LLC, where he leads the team responsible for credit, market and operational risk. He also sits on the Wells Fargo Advisors Operating Committee.
Prior to joining Wells Fargo Advisors in July 2010, Jimmie held a variety of positions in the banking and capital markets industry. In addition to trading and senior management positions, he was co-president and co-chief operating officer of an NYSE broker dealer with foreign and domestic operations.
He has worked as an advisor to global investment firms and exchanges, addressing issues related to strategic and tactical planning, risk quantification/mitigation, business efficiencies, and different types of modeling to assess both opportunities and exposures. With an in-depth understanding of the capital markets industry, Jimmie has provided crucial perspectives on foreign and domestic regulatory matters, including extensive work with outside counsels and the presentation of findings to the Security and Exchange Commission.
Jimmie received an undergraduate degree from the University of South Carolina, and is currently a doctoral candidate at Washington University's Olin Business School. He serves on the board of the Center for Finance and Accounting Research at Washington University, and as treasurer of the Friends of Saint Louis Public Radio board. He also serves on an advisory board at The Moore School of Business, University of South Carolina and an advisory committee at the Center for Financial Stability. Jimmie is a frequent speaker at academic and industry events primarily on topics related to risk and quantitative analysis. He and his wife, Kim, have two daughters and live in Ladue, Mo.
Head of Digital
Devon McConnell is head of Digital at Wells Fargo Advisors, LLC. Devon is responsible for the vision, strategy, development and ongoing management of the firm's mobile and online client platform. She also leads the investment strategy for the digital platforms to enhance the ways in which clients connect with Financial Advisors and the firm. Devon sits on the Wells Fargo Advisors Operating Committee.
Prior to joining Wells Fargo Advisors in August 2014, Devon was the vice president of Product and User Experience Design for AmericanExpress.com. Earlier, she served as head of digital client strategy for JP Morgan Asset Management. Prior to her work at American Express and JP Morgan, Devon was a senior vice president and product director for Citigroup.
Devon earned her master's degree from Columbia Business School and a bachelor's degree from Barnard College. Devon holds FINRA series 7 and 24 registrations.
Senior Vice President
Chief Compliance Officer
Jim McHale is the chief compliance officer of Wells Fargo Advisors, LLC. In this role, Jim leads the compliance function for Wells Fargo's retail brokerage business, including responsibility for retail compliance, products and regulatory compliance, regulatory affairs, internal controls, compliance implementation teams and anti-money laundering compliance. Jim sits on the Wells Fargo Advisors Operating Committee.
Jim joined Wells Fargo Advisors in October 2014. Previously, he was the global head of brokerage compliance for E*TRADE Financial Corporation, where, among other responsibilities, he helped design and implement an enterprise compliance program consistent with the expectations of the federal banking regulators. Prior to E*TRADE, Jim served as managing director and associate general counsel with the Securities Industry and Financial Markets Association (SIFMA), where he led advocacy efforts on proposed rules and regulations issued by the SEC, CFTC and FINRA, including several Dodd Frank Act implementation initiatives. Jim was also a member of the SIFMA working group responsible for updating SIFMA's White Paper: "The Evolving Role of Compliance" (March 2013).
Earlier in his career, Jim was associate general counsel with E*TRADE, an associate in the Securities Industry Practice Group of the law firm of Morgan, Lewis & Bockius and prior to that served as special counsel with the U.S. Securities and Exchange Commission's Division of Trading and Markets.
Jim holds a J.D. from the University of South Carolina School of Law and a bachelor's degree from the University of South Carolina School of Business Administration. He is a frequent speaker on legal and compliance topics impacting the securities industry. Jim and his wife, Angela, live in St. Louis with their three children.
Senior Managing Director
Head of Independent Brokerage Group
Brand Meyer is head of the Independent Brokerage Group for Wells Fargo Advisors, LLC. In his current role, Brand has responsibility for the firm’s independent brokerage business (FiNet) and its correspondent clearing business (First Clearing). He also oversees the direct business that provides service, guidance and advice to mass and mass affluent clients through both online capabilities and a centralized team of advisors and service specialists. Brand sits on the Wells Fargo Advisors Operating Committee.
His 44-year career has included affiliations with predecessor firms to Wells Fargo including Prescott, Ball & Turben and EVEREN Securities. Brand has held a number of different leadership positions for the company, including president of the former Financial Services Group, regional director for the Private Client Group, director of Retail Branches, director of Branch Administration and director of Compliance.
Brand is a native of Cleveland, Ohio and attended Carnegie Mellon University in Pittsburgh, Pa. He is active in the community, and serves on the board of the St. Louis Art Museum. Brand also serves on the board of the Securities Industry and Financial Markets Association (SIFMA). He currently lives in St. Louis, Mo. with his wife Pam and their children Griffin and Jaden.
Innovation and Strategy Group
Joe Nadreau is the managing director of the Innovation and Strategy Group at Wells Fargo Advisors, LLC, responsible for the continuing evolution of the business platforms for the firm’s Financial Advisors and clients. Joe also sits on the Wells Fargo Advisors Operating Committee.
Joe has worked in the financial services industry for over 17 years. He joined Wells Fargo Advisors in 1999 as the firm's chief e-commerce officer and continues to position the firm's overall business platform and investment process to meet the strategic goals of the organization. Previously, Joe worked for the IBM Consulting Group as an internal business strategy consultant at PaineWebber and as a capital markets officer/trader at Chase Securities.
Joe attended Penn State University and earned a dual bachelor's degree in finance and international business. He received his MBA in finance from New York University's Stern School of Business. He is on multiple nonprofit boards in the St. Louis community, has served as the chairman of leadership giving for the WFA United Way campaign and is the executive sponsor of the WFA Veterans’ Team Member Network. Joe holds FINRA Series 7 and 24 registrations.
Executive Vice President
Head of Services and Operations
John Parker is head of Services and Operations at Wells Fargo Advisors, LLC. In this position, John provides operational support for Wells Fargo Advisors and all Wells Fargo businesses that leverage brokerage services through the brokerage operations, middle-office, securities lending, project and professional business services functions that report to him. John is also responsible for planning for the evolution of the firm’s technology needs and working with the Technology and Operations Group to ensure that those needs are met. John's role includes similar responsibilities with First Clearing, LLC, which provides technology and brokerage-clearance services to Wells Fargo Advisors and over 80 retail securities firms throughout the United States. He also sits on the Wells Fargo Advisors Operating Committee and the First Clearing, LLC board of directors.
In addition, John represents Wells Fargo as a member of the board of directors for the Depository Trust Clearing Corporation (DTCC), an industry utility that clears virtually all U.S. securities transactions as well as those in many non-U.S. markets.
John joined the firm in 2001 as chief information officer and president of the Technology Group. In those roles, John was responsible for establishing and executing the IT strategy and directing all of the firm's IT activities. Previously, John served in the airline industry where he progressed through positions in which he built and led both business and technology organizations, ultimately holding the role of chief information officer for Northwest Airlines.
John earned his master’s degree in business administration from Georgia State University in Atlanta. He is active in his community and within the industry, has served as Chairman for WFA’s United Way campaign, and is Executive Sponsor of the Women’s Team Member Network. John holds FINRA Series 7, 24 and 27 registrations.
Head of Products and Advice
Bob Vorlop is the head of Products and Advice at Wells Fargo Advisors, LLC. In this role, Bob is responsible for the strategic direction and management of Investment and Advisory Products, Lending and Banking Services, Advice, Financial Advisor Recruiting, and Financial Advisor & Branch Manager Development and Retention. He also sits on the Wells Fargo Advisors Operating Committee and serves as Chairman of the firm’s New Product Commitment Committee.
In his 30 years of service with the firm, Bob has held a variety of leadership positions, including the director of Alternative Investments and director of Sales for the Financial Services Group. For the past four years, Bob has served as the head of Investment and Advisory Products. He began his career as a financial advisor with Dean Witter.
Bob is a Texas A&M University graduate with a bachelor's degree in electrical engineering. He is also a graduate of the Securities Industry Institute at the University of Pennsylvania’s Wharton School. Bob is a frequent speaker at financial industry events and holds Series 7 and 24 securities registrations as well as a life/health insurance license. Bob and his wife, Fran, reside in St. Louis with their three children.