Senior Vice President Assistant General Counsel
Doug Kelly is assistant general counsel at Wells Fargo Advisors, supporting retail brokerage. He also sits on the Wells Fargo Advisors Operating Committee.
During his 22-year career with the firm, Doug has held a variety of leadership positions, including executive vice president, chief financial officer, treasurer, corporate secretary, director of the administration, director of Law and Compliance. Before joining the company, Doug was with a law firm practicing in the areas of security and corporate law.
Doug has served on the NASD National Adjudicatory Council, including serving as the chair of the council. He also served on the board of directors of the National Association of Securities Dealers, Inc., NASD Regulation, Inc., National Arbitration and Mediation Committee of the NASD and the District Business Conduct Committee of District 4 of the NASD. Doug is a member of the Executive Committee of the SIFMA Compliance and Legal Society.
Doug graduated from the University of Colorado with a bachelor’s degree in finance and received his juris doctor degree from Washington University School of Law in St. Louis.