Unaffiliated Broker-Dealer

We will get you where you need to be

As you explore the right formula for your business’ next step, consider opportunities available with select independently owned firms across the country, all with comprehensive access to the Wells Fargo Advisors platform and committed to helping advisors and clients succeed financially. While the personalities and business models of these firms vary, they are all dedicated to providing you with access to resources you need to grow your business.

You can consider these business model platforms among firms we work with:

  • Traditional full-service retail firms
  • Independent contractor firms
  • Bank owned platforms
  • Fee-only RIA
  • Hybrid-firms

Each of these Unaffiliated Broker-Dealers maintain a clearing relationship with First Clearing, part of Wells Fargo Advisors Independent Brokerage Group. Now entering our fourth decade of service to quality Broker-Dealers, First Clearing serves as a bridge between Broker-Dealer opportunities and the significant resources of Wells Fargo Advisors.