Private Wealth

Private Wealth services for corporate executives

Exclusive wealth management for business leaders

Equity compensation comes with valuable rewards as well as complex challenges. Our specialized team helps executives of private or public firms optimize stock strategies, integrate personal and corporate wealth planning, and position for long-term success.

Offered through Wells Fargo Bank, N.A.

Customizing executive wealth management

Executive focus

Experienced support for equity compensation, regulatory requirements, and stock strategies

Collaborative planning

Services to manage your equity awards to align your legal, tax, and wealth priorities

Custom strategies

10b5-1 plans tailored for regulatory compliance, liquidity needs, and financial goals

Public company executives

Personalized guidance helps you address financial needs, stay on track, stay on target with wealth management goals, and comply with regulations.

10b5–1 trading plan design and monitoring

Work with a specialized team to design trading plans that support cash flow needs, liquidity goals, and compliance with evolving SEC requirements.

Rule 144 filing and compliance

Receive guidance on affiliate status, Rule 144 restrictions, and streamlined filing support, including preparation through EDGAR Next.

Stock benefit analysis

Evaluate the structure and timing of equity benefits in the context of your overall wealth strategy, regulatory policies, and risk exposure.

Equity compensation consulting

Collaborate with you and your personal financial advisory teams on stock options, restricted stock awards, restricted stock units, performance units, and tax-efficient diversification strategies.

Private company leaders

Tailored advice can help you prepare for challenging business and life events including the exercise of stock options, tax strategies, and succession planning.

Pre- and post-liquidity planning

Plan for upcoming IPOs, acquisitions, or other liquidity events with strategies designed to support personal wealth management and tax efficiency.

Concentrated stock risk management

Identify diversification and liquidity strategies that may become available to help coordinate current needs and long-term objectives.

83(b) tax election education

Understand key aspects of elections and implications for restricted stock grants.

Business Owner Advisory services

Coordinate with specialists on qualified small business stock tax planning strategies, transition or succession planning, and broader risk management.

Private Wealth insights

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Wells Fargo Investment Institute, Inc. is a registered investment adviser and wholly-owned subsidiary of Wells Fargo Bank, N.A., a bank affiliate of Wells Fargo & Company.

Wells Fargo & Company and its affiliates do not provide tax or legal advice. This communication cannot be relied upon to avoid tax penalties. Please consult your tax and legal advisors to determine how this information may apply to your own situation. Whether any planned tax result is realized by you depends on the specific facts of your own situation at the time your tax return is filed. Asset allocation and diversification are investment methods used to help manage risk. They do not guarantee investment returns or eliminate risk of loss including in a declining market.